Filing Details

Accession Number:
0001104659-10-015701
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-22 13:00:00
Reporting Period:
2010-03-18
Filing Date:
2010-03-22
Accepted Time:
2010-03-22 18:49:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1339455 Somaxon Pharmaceuticals Inc. SOMX Pharmaceutical Preparations (2834) 200161599
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1094330 D Howard Palefsky 2700 Sana Hill Road
Menlo Park CA 94025
No No Yes No
1256646 P L Sbic Iii Partners Equity Montreux No No Yes No
1277894 Montreux Equity Partners Ii Sbic Lp 2500 Sand Hill Road
Suite 215
Menlo Park CA 94025
No No Yes No
1280248 Montreux Equity Management Ii Sbic Llc 2500 Sand Hill Road
215
Menlo Park CA 94025
No No Yes No
1280249 Iii K Daniel Turner 2500 Sand Hill Road
215
Menlo Park CA 94025
No No Yes No
1397992 Sbic Iii Managment Equity Montreux 3000 Sand Hill Road
Building 1, Suite 260
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-18 1,500,000 $6.38 695,505 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale price reported in this Form 4 was between the range of $6.78 per share and $6.25 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request.
  2. The reported securities are owned directly by Montreux Equity Partners II SBIC, L.P., ("MEP II") and Montreux Equity Partners III SBIC, L.P, ("MEP III") and may be deemed to be beneficially owned indirectly by Montreux Equity Management II SBIC, LLC ("MEM II"), as general partner of MEP II and Montreux Equity Management III SBIC, LLC ("MEM III"), as general partner of MEP III. Each of MEM II and MEM III disclaims any beneficial ownership of the reported securities except to the extent of any pecuniary interest therein. The managing members of MEM II and MEM III are Howard D. Palefsky and Daniel K. Turner III ("Managing Members"). Each of the Managing Members disclaims any beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.