Filing Details

Accession Number:
0001209191-10-018090
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-19 13:00:00
Reporting Period:
2010-03-18
Filing Date:
2010-03-19
Accepted Time:
2010-03-19 21:56:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1339455 Somaxon Pharmaceuticals Inc. SOMX Pharmaceutical Preparations (2834) 200161599
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343266 W Richard Pascoe Somaxon Pharmaceuticals, Inc.
3830 Valley Centre Drive, Suite 705-461
San Diego CA 92130
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-18 4,510 $6.50 15,490 No 4 S Direct
Common Stock Acquisiton 2010-03-18 100,000 $1.23 115,490 No 4 M Direct
Common Stock Disposition 2010-03-18 76,300 $5.62 39,190 No 4 S Direct
Common Stock Disposition 2010-03-18 15,100 $6.42 24,090 No 4 S Direct
Common Stock Disposition 2010-03-18 4,800 $7.53 19,290 No 4 S Direct
Common Stock Disposition 2010-03-18 2,600 $8.74 16,690 No 4 S Direct
Common Stock Disposition 2010-03-18 1,200 $9.58 15,490 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2010-03-18 100,000 $0.00 100,000 $1.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
143,333 2018-08-10 No 4 M Direct
Footnotes
  1. This sale of shares of common stock underlying vested restricted stock units was effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, with the proceeds remitted to the Company to cover the taxes withheld upon the vesting of 20,000 restricted stock untis March 18, 2010.
  2. Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $6.343 to $6.5111 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares.
  3. Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $5.035 to $6.03 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares.
  4. Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $6.04 to $6.98 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares.
  5. Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $7.05 to $7.98 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares.
  6. Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $8.15 to $9.0471 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares.
  7. Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $9.43 to $9.82 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares.
  8. 1/3 of the shares of Common Stock subject to this grant vested on the date of grant (June 9, 2009) and the remaining shares will vest and become exercisable in 24 equal monthly installments over the following two-year period.
  9. Not applicable.