Filing Details

Accession Number:
0001209191-10-009444
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-16 12:00:00
Reporting Period:
2010-02-11
Filing Date:
2010-02-16
Accepted Time:
2010-02-16 16:02:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG Savings Institutions, Not Federally Chartered (6036) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237032 W Daniel Judge 6950 South Transit Road
P.o. Box 514
Lockport NY 14095-0514
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-11 89 $13.47 127,525 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 150 Indirect Daughter
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Dividend Equivalent Unit (DEU) $0.00 153 153 Direct
Common Stock Non-Qualified Stock Option (right to buy) $4.87 2002-05-01 2011-05-01 5,949 5,949 Direct
Common Stock Non-Qualified Stock Option (right to buy) $11.68 2003-08-28 2012-08-28 6,467 6,467 Direct
Common Stock Non-Qualified Stock Option (right to buy) $13.28 2004-05-21 2013-05-21 6,000 6,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
153 153 Direct
2011-05-01 5,949 5,949 Direct
2012-08-28 6,467 6,467 Direct
2013-05-21 6,000 6,000 Direct
Footnotes
  1. Deus have no exercise price
  2. DEUs convert into common stock on a 1-for-1 basis
  3. DEUs have no expiration date