Filing Details
- Accession Number:
- 0001209191-10-006213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-02 12:00:00
- Reporting Period:
- 2010-02-01
- Filing Date:
- 2010-02-02
- Accepted Time:
- 2010-02-02 18:04:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 40,100 shares | Avg. Price: $13.24 | Total Value: $530,918.41 |
Number of Shares After Transactions: | 6,343,580 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-01 | 2,000 | $13.03 | 6,381,680 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 500 | $13.07 | 6,381,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,100 | $13.09 | 6,380,080 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 605 | $13.12 | 6,379,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 300 | $13.13 | 6,379,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,713 | $13.15 | 6,377,462 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 2,587 | $13.15 | 6,374,875 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,595 | $13.16 | 6,373,280 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 100 | $13.16 | 6,373,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 2,100 | $13.20 | 6,371,080 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,300 | $13.21 | 6,369,780 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,900 | $13.21 | 6,367,880 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 600 | $13.22 | 6,367,280 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 600 | $13.23 | 6,366,680 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 400 | $13.24 | 6,366,280 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 4,400 | $13.25 | 6,361,880 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 600 | $13.25 | 6,361,280 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 100 | $13.26 | 6,361,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 3,100 | $13.30 | 6,358,080 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 600 | $13.30 | 6,357,480 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 900 | $13.31 | 6,356,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,970 | $13.32 | 6,354,610 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,400 | $13.32 | 6,353,210 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 2,280 | $13.32 | 6,350,930 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,900 | $13.32 | 6,349,030 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,450 | $13.33 | 6,347,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 100 | $13.33 | 6,347,480 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,600 | $13.34 | 6,345,880 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 700 | $13.35 | 6,345,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,600 | $13.36 | 6,343,580 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.