Filing Details
- Accession Number:
- 0001209191-10-006218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-02 12:00:00
- Reporting Period:
- 2010-02-01
- Filing Date:
- 2010-02-02
- Accepted Time:
- 2010-02-02 18:06:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 27,900 shares | Avg. Price: $13.41 | Total Value: $374,056.46 |
Number of Shares After Transactions: | 6,315,680 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-01 | 4,374 | $13.37 | 6,339,206 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 3,500 | $13.38 | 6,335,706 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,000 | $13.39 | 6,334,706 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 4,426 | $13.39 | 6,330,280 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 2,100 | $13.40 | 6,328,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,165 | $13.41 | 6,327,015 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 500 | $13.41 | 6,326,515 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 2,689 | $13.42 | 6,323,826 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 646 | $13.43 | 6,323,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,000 | $13.43 | 6,322,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 800 | $13.44 | 6,321,380 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 3,802 | $13.45 | 6,317,578 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,898 | $13.46 | 6,315,680 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.