Filing Details

Accession Number:
0001127602-10-004576
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-12 12:00:00
Reporting Period:
2010-02-11
Filing Date:
2010-02-12
Accepted Time:
2010-02-12 15:28:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
85704 Ruddick Corp RDK Retail-Grocery Stores (5411) 560905940
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
902124 T Alan Dickson 301 S. Tryon Street
Suite 1800
Charlotte NC 28202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-11-30 189 $0.00 1,090,421 No 5 G Indirect By Dickson Found'n
Common Stock Disposition 2009-12-01 3,732 $0.00 1,086,689 No 5 G Indirect By Dickson Found'n
Common Stock Disposition 2009-12-02 7,735 $0.00 1,078,954 No 5 G Indirect By Dickson Found'n
Common Stock Disposition 2009-12-03 5,390 $0.00 1,073,564 No 5 G Indirect By Dickson Found'n
Common Stock Disposition 2009-12-04 1,957 $0.00 1,071,607 No 5 G Indirect By Dickson Found'n
Common Stock Disposition 2009-12-07 411 $0.00 1,071,196 No 5 G Indirect By Dickson Found'n
Common Stock Disposition 2009-12-08 4,738 $0.00 1,066,458 No 5 G Indirect By Dickson Found'n
Common Stock Disposition 2009-12-09 4,340 $0.00 1,062,118 No 5 G Indirect By Dickson Found'n
Common Stock Disposition 2009-12-22 195 $0.00 1,061,923 No 5 G Indirect By Dickson Found'n
Common Stock Disposition 2010-01-07 3,486 $0.00 1,058,437 No 5 G Indirect By Dickson Found'n
Common Stock Disposition 2010-01-08 2,721 $0.00 1,055,716 No 5 G Indirect By Dickson Found'n
Common Stock Acquisiton 2010-02-11 2,000 $14.49 712,002 No 4 M Direct
Common Stock Acquisiton 2010-02-11 2,000 $17.24 714,002 No 4 M Direct
Common Stock Disposition 2010-02-11 4,000 $28.02 710,002 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By Dickson Found'n
No 5 G Indirect By Dickson Found'n
No 5 G Indirect By Dickson Found'n
No 5 G Indirect By Dickson Found'n
No 5 G Indirect By Dickson Found'n
No 5 G Indirect By Dickson Found'n
No 5 G Indirect By Dickson Found'n
No 5 G Indirect By Dickson Found'n
No 5 G Indirect By Dickson Found'n
No 5 G Indirect By Dickson Found'n
No 5 G Indirect By Dickson Found'n
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2010-02-11 2,000 $0.00 2,000 $14.49
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2010-02-11 2,000 $0.00 2,000 $17.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-11-21 2012-11-21 No 4 M Direct
0 2003-11-20 2013-11-20 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 2,697 2,697 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,697 2,697 Direct
Footnotes
  1. The Reporting Person disclaims beneficial ownership of the shares indicating indirect beneficial ownership "by Dickson Found'n", and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other reason. These shares are owned by The Dickson Foundation, Inc., a charitable foundation.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $27.98 to $28.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Non-Qualified Stock Options expire the earlier of the stated Expiration Date or 90 days after the Reporting Person ceases to be a Director of the Corporation.
  4. Regarding Table II, Column 8, Price of Derivative Security, for PSU, a blank or a price of $0 appears in this column. Nonetheless, upon each deferral of annual retainer or meeting fees, the Reporting Person's account is credited with a number of PSU equal to the number of shares of RDK that would have an aggregate fair market value (determined as of the date such retainer or fees would have been paid) equal to the amount of such retainer or fees.
  5. Since the Reporting Person's last report, 12 shares were acquired pursuant to the dividend reinvestment feature of the Plan.
  6. -Phantom Stock Units (PSU) - were acquired under the Ruddick Corporation Director Deferral Plan (Plan).The Date Exercisable and Expiration Date for grants under the Plan are left blank, as suggested by the SEC. When a participant ceases to be a member of the Board of Directors, the participant's PSU account will be settled in Ruddick Corporation Common Stock (RDK) on a one-for-one basis. Payment of the account, in RDK, shall be on the date 90 days following the date the Reporting Person ceases to be a member of the Board of Directors. Each PSU represents a share of RDK. A participant in the Plan may not be paid any portion of their PSU account prior to the participant's termination of service as a member of the Board of Directors.