Filing Details
- Accession Number:
- 0001209191-10-010581
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-18 12:00:00
- Reporting Period:
- 2010-02-16
- Filing Date:
- 2010-02-18
- Accepted Time:
- 2010-02-18 18:51:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 28,500 shares | Avg. Price: $15.55 | Total Value: $443,086.12 |
Number of Shares After Transactions: | 6,168,175 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-16 | 200 | $15.40 | 6,196,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 100 | $15.41 | 6,196,375 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 100 | $15.42 | 6,196,275 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 800 | $15.43 | 6,195,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 800 | $15.44 | 6,194,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 200 | $15.45 | 6,194,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 200 | $15.48 | 6,194,275 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 8,009 | $15.50 | 6,186,266 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,200 | $15.50 | 6,185,066 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 191 | $15.51 | 6,184,875 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 2,900 | $15.53 | 6,181,975 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 100 | $15.54 | 6,181,875 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 2,500 | $15.55 | 6,179,375 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 2,900 | $15.55 | 6,176,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 3,320 | $15.56 | 6,173,155 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 480 | $15.57 | 6,172,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 100 | $15.59 | 6,172,575 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 900 | $15.60 | 6,171,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 100 | $15.61 | 6,171,575 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 100 | $15.62 | 6,171,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,000 | $15.63 | 6,170,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,000 | $15.69 | 6,169,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 200 | $15.71 | 6,169,275 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 100 | $15.72 | 6,169,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,000 | $15.89 | 6,168,175 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.