Filing Details

Accession Number:
0001209191-10-010577
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-18 12:00:00
Reporting Period:
2010-02-16
Filing Date:
2010-02-18
Accepted Time:
2010-02-18 18:48:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
1228910 Trust Family E Jill Schatz & S Douglas Schatz Po Box 481
Fort Collins CO 80522
No No Yes No
1328181 E Jill Schatz P.o. Box 481
Fort Collins CO 80522
No No Yes No
Transaction Summary
Sold: 36,873 shares Avg. Price: $15.21 Total Value: $560,857.49
Number of Shares After Transactions: 6,196,675 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-02-16 1,200 $15.03 6,232,348 No 4 S Direct
Common Stock Disposition 2010-02-16 700 $15.04 6,231,648 No 4 S Direct
Common Stock Disposition 2010-02-16 1,600 $15.05 6,230,048 No 4 S Direct
Common Stock Disposition 2010-02-16 700 $15.06 6,229,348 No 4 S Direct
Common Stock Disposition 2010-02-16 800 $15.07 6,228,548 No 4 S Direct
Common Stock Disposition 2010-02-16 3,000 $15.10 6,225,548 No 4 S Direct
Common Stock Disposition 2010-02-16 350 $15.17 62,251,198 No 4 S Direct
Common Stock Disposition 2010-02-16 23 $15.19 6,225,175 No 4 S Direct
Common Stock Disposition 2010-02-16 1,793 $15.20 6,223,382 No 4 S Direct
Common Stock Disposition 2010-02-16 200 $15.20 6,223,182 No 4 S Direct
Common Stock Disposition 2010-02-16 100 $15.21 6,223,082 No 4 S Direct
Common Stock Disposition 2010-02-16 803 $15.21 6,222,279 No 4 S Direct
Common Stock Disposition 2010-02-16 1,300 $15.21 6,220,979 No 4 S Direct
Common Stock Disposition 2010-02-16 2,350 $15.22 6,218,629 No 4 S Direct
Common Stock Disposition 2010-02-16 5,104 $15.23 6,213,525 No 4 S Direct
Common Stock Disposition 2010-02-16 600 $15.23 6,212,925 No 4 S Direct
Common Stock Disposition 2010-02-16 2,300 $15.23 6,210,625 No 4 S Direct
Common Stock Disposition 2010-02-16 2,000 $15.24 6,208,625 No 4 S Direct
Common Stock Disposition 2010-02-16 100 $15.24 6,208,525 No 4 S Direct
Common Stock Disposition 2010-02-16 1,200 $15.25 6,207,325 No 4 S Direct
Common Stock Disposition 2010-02-16 450 $15.26 6,206,875 No 4 S Direct
Common Stock Disposition 2010-02-16 200 $15.27 6,206,675 No 4 S Direct
Common Stock Disposition 2010-02-16 1,000 $15.28 6,205,675 No 4 S Direct
Common Stock Disposition 2010-02-16 1,900 $15.28 6,203,775 No 4 S Direct
Common Stock Disposition 2010-02-16 2,000 $15.28 6,201,775 No 4 S Direct
Common Stock Disposition 2010-02-16 1,779 $15.29 6,199,996 No 4 S Direct
Common Stock Disposition 2010-02-16 1,300 $15.30 6,198,696 No 4 S Direct
Common Stock Disposition 2010-02-16 21 $15.31 6,198,675 No 4 S Direct
Common Stock Disposition 2010-02-16 1,100 $15.33 6,197,575 No 4 S Direct
Common Stock Disposition 2010-02-16 900 $15.33 6,196,675 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
  2. Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
  3. The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.