Filing Details
- Accession Number:
- 0001209191-10-010577
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-18 12:00:00
- Reporting Period:
- 2010-02-16
- Filing Date:
- 2010-02-18
- Accepted Time:
- 2010-02-18 18:48:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 36,873 shares | Avg. Price: $15.21 | Total Value: $560,857.49 |
Number of Shares After Transactions: | 6,196,675 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-16 | 1,200 | $15.03 | 6,232,348 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 700 | $15.04 | 6,231,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,600 | $15.05 | 6,230,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 700 | $15.06 | 6,229,348 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 800 | $15.07 | 6,228,548 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 3,000 | $15.10 | 6,225,548 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 350 | $15.17 | 62,251,198 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 23 | $15.19 | 6,225,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,793 | $15.20 | 6,223,382 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 200 | $15.20 | 6,223,182 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 100 | $15.21 | 6,223,082 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 803 | $15.21 | 6,222,279 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,300 | $15.21 | 6,220,979 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 2,350 | $15.22 | 6,218,629 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 5,104 | $15.23 | 6,213,525 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 600 | $15.23 | 6,212,925 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 2,300 | $15.23 | 6,210,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 2,000 | $15.24 | 6,208,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 100 | $15.24 | 6,208,525 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,200 | $15.25 | 6,207,325 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 450 | $15.26 | 6,206,875 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 200 | $15.27 | 6,206,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,000 | $15.28 | 6,205,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,900 | $15.28 | 6,203,775 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 2,000 | $15.28 | 6,201,775 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,779 | $15.29 | 6,199,996 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,300 | $15.30 | 6,198,696 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 21 | $15.31 | 6,198,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 1,100 | $15.33 | 6,197,575 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-16 | 900 | $15.33 | 6,196,675 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.