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Filing Details

Accession Number:: 0001179110-10-002887
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2010-02-16 12:00:00
Reporting Period:: 2009-10-26

Filing Date:: 2010-02-16
Accepted Time:: 2010-02-16 16:42:36
Original Submission Date:: 2009-10-28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
837173	Walter Energy Inc.	WLT	Bituminous Coal & Lignite Mining (1220)	133429953

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1356391	A Lisa Honnold	4211 W. Boy Scout Blvd. Tampa FL 33607	Senior Vp & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2009-10-26	352	$30.77	17,069	No	4	M	Direct
Common Stock	Acquisiton	2009-10-26	1,710	$29.37	18,779	No	4	M	Direct
Common Stock	Acquisiton	2009-10-26	23,093	$21.02	41,872	No	4	M	Direct
Common Stock	Acquisiton	2009-10-26	1,396	$25.24	43,268	No	4	M	Direct
Common Stock	Acquisiton	2009-10-26	927	$47.97	44,195	No	4	M	Direct
Common Stock	Disposition	2009-10-26	27,478	$62.00	16,717	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-qualified stock option	Disposition	2009-10-26	352	$0.00	352	$30.77
Common Stock	Non-qualified stock option	Disposition	2009-10-26	1,710	$0.00	1,710	$29.37
Common Stock	Non-qualified stock option	Disposition	2009-10-26	23,093	$0.00	23,093	$21.02
Common Stock	Non-qualified stock option	Disposition	2009-10-26	1,396	$0.00	1,396	$25.24
Common Stock	Non-qualified stock option	Disposition	2009-10-26	927	$0.00	927	$47.97

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-02-22	No	4	M	Direct
0	2016-03-14	No	4	M	Direct
0	2016-10-24	No	4	M	Direct
1,396	2017-01-31	No	4	M	Direct
1,854	2018-02-27	No	4	M	Direct

Footnotes

In connection with the spin-off of Mueller Water Products, Inc. on December 14, 2006 and under the anti-dilution provisions of the Company's 1995 and 2002 Long-Term Incentive Award Plans, these options were modified on December 15, 2006 to preserve the intrinsic value of the awards. The number of shares of the modified awards was determined by multiplying the number of outstanding shares underlying the equity awards by 1.9426 and by dividing the stock option exercise price by the same adjustment ratio. This adjustment ratio was obtained by dividing the closing price of the Company's Common Stock in the "regular way" market on December 14, 2006 ($49.05) by the "ex-dividend" opening price of the Company's Common Stock on the New York Stock Exchange on December 15, 2006 ($25.25).
Under the anti-dilution provisions of the Company's 2002 Long-Term Incentive Award Plan and in connection with the spin-off of Walter Investment Management Corp. on April 17, 2009, the number of non-qualified stock options held by the Reporting Person was adjusted to preserve the intrinsic value of the awards. The number of shares of the modified awards was determined by multiplying the number of outstanding shares underlying the equity awards by 1.11445 and by dividing the stock option exercise price by the same adjustment ratio.
Options vest in 3 equal annual installments beginning 2/22/07.
Options vest in 3 equal annual installments beginning 3/14/07.
Options vest in 3 equal annual installments beginning 10/24/07.
Options vest in 3 equal annual installments beginning 1/31/08.
Options vest in 3 equal annual installments beginning 2/27/09.
Includes shares held by reporting person under Employee Stock Purchase Plan.
Under the anti-dilution provisions of the Company's 2002 Long-Term Incentive Award Plan and in connection with the spin-off of Walter Investment Management Corp. on April 17, 2009, the number of restricted stock units awarded to the Reporting Person was adjusted to preserve the intrinsic value of the awards. The adjustment was effected by multiplying the number of units by a factor of 1.11445.