Filing Details

Accession Number:
0000094056-10-000008
Form Type:
5
Zero Holdings:
No
Publication Time:
2010-02-17 12:00:00
Reporting Period:
2009-12-31
Filing Date:
2010-02-17
Accepted Time:
2010-02-17 10:32:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
94056 Stephan Co TSC Perfumes, Cosmetics & Other Toilet Preparations (2844) 590676812
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1014424 A Richard Barone One Chagrin Highlands
2000 Auburn Drive Suite 300
Cleveland OH 44122
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Shares Of Common Stock Disposition 2009-12-08 10,000 $2.70 0 No 4 S Indirect By Ancora Partners, LLC
Shares Of Common Stock Acquisiton 2009-12-08 10,000 $2.70 50,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Ancora Partners, LLC
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Buy Acquisiton 2007-06-30 5,062 $3.80 5,062 $3.80
Common Stock Options to Buy Acquisiton 2008-06-30 5,062 $3.18 5,062 $3.18
Common Stock Options to Buy Acquisiton 2009-06-30 5,062 $2.40 5,062 $2.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,186 2008-06-30 2012-06-30 No 5 A Direct
20,248 2009-06-30 2013-06-30 No 5 A Direct
5,062 2010-06-30 2014-06-30 No 5 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Shares Of Common Stock 107,601 Indirect By Merlin Partners, LP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to Buy $3.99 2006-09-29 2010-09-29 5,062 5,062 Direct
Common Stock Options to Buy $3.15 2007-06-30 2011-06-30 5,062 10,124 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2010-09-29 5,062 5,062 Direct
2011-06-30 5,062 10,124 Direct
Footnotes
  1. Mr. Barone is the majority owner of Ancora Advisors, LLC, which is General Partner of Merlin Partners, LP. Further Mr. Barone is the Managing Partner of Ancora Partners, LLC, which is an affiliate of Ancora Advisors, LLC. Reported shares do not include shares held by accounts managed by Mr. Barone that are charged a management fee only. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.