Filing Details

Accession Number:
0001225208-10-003116
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-02 12:00:00
Reporting Period:
2010-01-29
Filing Date:
2010-02-02
Accepted Time:
2010-02-02 16:30:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF State Commercial Banks (6022) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365632 A Jory Berson 1680 Capital One Drive
Mclean VA 22102
Chief Human Resources Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-01-29 3,332 $37.63 148,561 No 4 S Direct
Common Stock Disposition 2010-01-29 11,436 $36.86 137,125 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
Footnotes
  1. This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement.