Filing Details
- Accession Number:
- 0001209191-10-006672
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-03 12:00:00
- Reporting Period:
- 2010-02-02
- Filing Date:
- 2010-02-03
- Accepted Time:
- 2010-02-03 17:50:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 7,381 shares | Avg. Price: $13.49 | Total Value: $99,581.33 |
Number of Shares After Transactions: | 6,308,299 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-02 | 100 | $13.28 | 6,315,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 100 | $13.29 | 6,315,480 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 200 | $13.32 | 6,315,280 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 100 | $13.32 | 6,315,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 100 | $13.33 | 6,315,080 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 200 | $13.34 | 6,314,880 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 200 | $13.35 | 6,314,680 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 100 | $13.36 | 6,314,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 100 | $13.38 | 6,314,480 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 100 | $13.41 | 6,314,380 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 500 | $13.46 | 6,313,880 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 100 | $13.47 | 6,313,780 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 500 | $13.49 | 6,313,280 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 100 | $13.49 | 6,313,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 399 | $13.50 | 6,312,781 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 100 | $13.50 | 6,312,681 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 100 | $13.51 | 6,312,581 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 901 | $13.53 | 6,311,680 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 1,000 | $13.53 | 6,310,680 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 100 | $13.53 | 6,310,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 601 | $13.54 | 6,309,979 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 280 | $13.55 | 6,309,699 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 400 | $13.55 | 6,309,299 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 800 | $13.56 | 6,308,499 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-02 | 200 | $13.56 | 6,308,299 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.