Filing Details
- Accession Number:
- 0001210756-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-09 12:00:00
- Reporting Period:
- 2010-02-09
- Filing Date:
- 2010-02-09
- Accepted Time:
- 2010-02-09 17:07:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910322 | Astoria Financial Corp | AF | Savings Institution, Federally Chartered (6035) | 113170868 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1210756 | J Leo Waters | One Astoria Federal Plaza Lake Success NY 11042 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-02-09 | 1,500 | $12.47 | 5,799 | No | 4 | S | Indirect | Trust |
| Common Stock | Disposition | 2010-02-09 | 5,599 | $12.48 | 200 | No | 4 | S | Indirect | Trust |
| Common Stock | Disposition | 2010-02-09 | 100 | $12.49 | 100 | No | 4 | S | Indirect | Trust |
| Common Stock | Disposition | 2010-02-09 | 100 | $12.50 | 0 | No | 4 | S | Indirect | Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Trust |
| No | 4 | S | Indirect | Trust |
| No | 4 | S | Indirect | Trust |
| No | 4 | S | Indirect | Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Statutory Stock Option | $16.27 | 2001-01-16 | 2010-11-18 | 4,350 | 4,350 | Direct |
| Common Stock | Non-Statutory Stock Option | $18.55 | 2002-01-15 | 2010-11-18 | 6,000 | 6,000 | Direct |
| Common Stock | Non-Statutory Stock Option | $18.19 | 2003-01-15 | 2010-11-18 | 6,000 | 6,000 | Direct |
| Common Stock | Non-Statutory Stock Option | $24.17 | 2004-01-15 | 2010-11-18 | 6,000 | 6,000 | Direct |
| Common Stock | Non-Statutory Stock Option | $26.23 | 2005-01-18 | 2010-11-18 | 6,000 | 6,000 | Direct |
| Common Stock | Non-Statutory Stock Option | $29.79 | 2006-01-17 | 2010-11-18 | 6,000 | 6,000 | Direct |
| Common Stock | Non-Statutory Stock Option | $29.72 | 2007-01-16 | 2010-11-18 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2010-11-18 | 4,350 | 4,350 | Direct |
| 2010-11-18 | 6,000 | 6,000 | Direct |
| 2010-11-18 | 6,000 | 6,000 | Direct |
| 2010-11-18 | 6,000 | 6,000 | Direct |
| 2010-11-18 | 6,000 | 6,000 | Direct |
| 2010-11-18 | 6,000 | 6,000 | Direct |
| 2010-11-18 | 6,000 | 6,000 | Direct |
Footnotes
- Shares held in the Trust of Leo J. Waters & Kathleen B. Waters.
- Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
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