Filing Details
- Accession Number:
- 0001209191-10-011817
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-24 12:00:00
- Reporting Period:
- 2010-02-22
- Filing Date:
- 2010-02-24
- Accepted Time:
- 2010-02-24 17:08:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 59,223 shares | Avg. Price: $15.50 | Total Value: $918,224.81 |
Number of Shares After Transactions: | 6,108,952 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-22 | 500 | $15.45 | 6,167,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 600 | $15.45 | 6,167,075 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 800 | $15.46 | 6,166,275 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 2,700 | $15.46 | 6,163,575 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 400 | $15.46 | 6,163,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 2,000 | $15.46 | 6,161,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 500 | $15.46 | 6,160,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 1,000 | $15.46 | 6,159,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 1,400 | $15.47 | 6,158,275 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 800 | $15.47 | 6,157,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 600 | $15.47 | 6,156,875 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 10,500 | $15.48 | 6,146,375 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 900 | $15.48 | 6,145,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 900 | $15.48 | 6,144,575 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 500 | $15.48 | 6,144,075 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 1,000 | $15.48 | 6,143,075 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 1,173 | $15.49 | 6,141,902 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 50 | $15.49 | 6,141,852 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 500 | $15.49 | 6,141,352 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 3,500 | $15.50 | 6,137,852 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 1,900 | $15.50 | 6,135,952 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 2,700 | $15.51 | 6,133,252 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 600 | $15.51 | 6,132,652 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 4,500 | $15.52 | 6,128,152 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 1,000 | $15.53 | 6,127,152 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 11,000 | $15.54 | 6,116,152 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 1,200 | $15.54 | 6,114,952 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 2,100 | $15.55 | 6,112,852 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 2,900 | $15.56 | 6,109,952 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 1,000 | $15.56 | 6,108,952 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.