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Filing Details

Accession Number:: 0000894579-10-000032
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-02-18 12:00:00
Reporting Period:: 2010-02-16

Filing Date:: 2010-02-18
Accepted Time:: 2010-02-18 18:30:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063997	Harrington West Financial Group Inc	HWFG	Savings Institution, Federally Chartered (6035)	481175170

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1016248	T Douglas Breeden	721 E. Franklin Street Chapel Hill NC 27514		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2010-02-16	8,372	$0.60	570,903	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2010-02-17	940	$0.58	569,963	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	6,000	Indirect	By Wyandotte Community Corporation
Common Stock, Par Value $0.01 Per Share	268,807	Indirect	By Community First Financial Group, Inc.
Common Stock, Par Value $0.01 Per Share	383,202	Indirect	By Breeden Family Trust

Footnotes

Dr. Breeden is the President, Chairman, and 100% owner of Wyandotte Community Corporation ("Wyandotte"), and may be deemed to have or share investment control over the securities holdings of Wyandotte. As such, Dr. Breeden may be deemed to control Wyandotte and to be an indirect beneficial owner of the Common Stock held by Wyandotte reported herein. Dr. Breeden disclaims beneficial ownership of all shares of Wyandotte in which Dr. Breeden does not have an actual pecuniary interest.
As of the date of this filing, Community First Financial Group, Inc. ("CFFG") owned 268,807 shares of Common Stock. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the relationship of Douglas T. Breeden ("Dr. Breeden" or the "Reporting Person") with CFFG, the Reporting Person may be deemed to be the beneficial owner of a portion of the 268,807 shares of Common Stock for purposes of Section 16 of the Exchange Act. Dr. Breeden disclaims beneficial ownership of all shares of the Common Stock, except to the extent of any direct or indirect pecuniary interest therein, and this Form 4 shall not be deemed an admission that he is the beneficial owner of the shares of Common Stock reported as beneficially owned herein for purposes of Section 16 of the Exchange Act or for any other purpose.
Dr. Breeden's children are the beneficiaries of Breeden Family Trust (the "Trust"). Dr. Breeden disclaims beneficial ownership of all shares held by the Trust in which Dr. Breeden does not have an actual pecuniary interest.