Filing Details
- Accession Number:
- 0001338747-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-24 12:00:00
- Reporting Period:
- 2010-02-20
- Filing Date:
- 2010-02-24
- Accepted Time:
- 2010-02-24 15:43:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1097149 | Align Technology Inc | ALGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 943267295 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1338747 | Gil Laks | C/O Align Technology, Inc. 881 Martin Ave. Santa Clara CA 95050 | Vp, International | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-20 | 9,793 | $0.00 | 12,318 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2010-02-20 | 3,081 | $17.94 | 9,237 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-02-23 | 4,650 | $13.00 | 13,887 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-20 | 4,650 | $18.00 | 9,237 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2001-02-20 | 2,521 | $0.00 | 2,521 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2010-02-20 | 438 | $0.00 | 438 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2010-02-20 | 3,834 | $0.00 | 3,834 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2010-02-20 | 3,000 | $0.00 | 3,000 | $0.00 |
| Common Stock | Right to Buy (Common Stock) | Disposition | 2010-02-23 | 2,917 | $0.00 | 2,917 | $13.00 |
| Common Stock | Right to Buy (Common Stock) | Disposition | 2010-02-22 | 1,733 | $0.00 | 1,733 | $13.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,562 | No | 4 | C | Direct | ||
| 1,750 | No | 4 | C | Direct | ||
| 7,666 | No | 4 | C | Direct | ||
| 6,000 | No | 4 | C | Direct | ||
| 17,501 | 2009-02-20 | 2018-02-20 | No | 4 | M | Direct |
| 35,267 | 2010-02-20 | 2010-02-20 | No | 4 | M | Direct |
Footnotes
- Includes 1,391 shares acquired under the ALGN ESPP on January 29, 2010.
- Represents par value of ALGN Common Stock
- 1/4th of the restricted stock unit granted on February 20, 2009 became vested on February 20, 2010 and shares were delivered to reporting person on February 22, 2010. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
- 1/16th of the restricted stock unit granted on February 20, 2007 became vested on February 20, 2010 and shares were delivered to reporting person on February 22, 2010. The restricted stock unit will continue to vest quarterly and shares will be delivered to reporting person on each vest date.
- 1/3rd of the restricted stock unit granted on February 20, 2008 became vested on February 20, 2010 and shares were delivered to reporting person on February 22, 2010. The restricted stock unit will vest on February 20, 2011 and shares will be delivered to reporting person on such date.
- 1/4th of the restricted stock unit granted on February 20, 2008 became vested on February 20, 2010 and shares were delivered to reporting person on February 22, 2010. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
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