Filing Details

Accession Number:
0001209191-10-008176
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-10 12:00:00
Reporting Period:
2010-02-09
Filing Date:
2010-02-10
Accepted Time:
2010-02-10 17:11:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
1228910 Trust Family E Jill Schatz & S Douglas Schatz Po Box 481
Fort Collins CO 80522
No No Yes No
1328181 E Jill Schatz P.o. Box 481
Fort Collins CO 80522
No No Yes No
Transaction Summary
Sold: 19,848 shares Avg. Price: $13.41 Total Value: $266,130.63
Number of Shares After Transactions: 6,256,851 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-02-09 500 $13.29 6,276,199 No 4 S Direct
Common Stock Disposition 2010-02-09 494 $13.33 6,275,705 No 4 S Direct
Common Stock Disposition 2010-02-09 594 $13.33 6,275,111 No 4 S Direct
Common Stock Disposition 2010-02-09 675 $13.34 6,274,436 No 4 S Direct
Common Stock Disposition 2010-02-09 706 $13.35 6,273,730 No 4 S Direct
Common Stock Disposition 2010-02-09 606 $13.36 6,273,124 No 4 S Direct
Common Stock Disposition 2010-02-09 1,000 $13.36 6,272,124 No 4 S Direct
Common Stock Disposition 2010-02-09 1,300 $13.37 6,270,824 No 4 S Direct
Common Stock Disposition 2010-02-09 1,100 $13.38 6,269,724 No 4 S Direct
Common Stock Disposition 2010-02-09 1,000 $13.38 6,268,724 No 4 S Direct
Common Stock Disposition 2010-02-09 2,281 $13.39 6,266,443 No 4 S Direct
Common Stock Disposition 2010-02-09 595 $13.39 6,265,848 No 4 S Direct
Common Stock Disposition 2010-02-09 100 $13.39 6,265,748 No 4 S Direct
Common Stock Disposition 2010-02-09 500 $13.39 6,265,248 No 4 S Direct
Common Stock Disposition 2010-02-09 300 $13.40 6,264,948 No 4 S Direct
Common Stock Disposition 2010-02-09 700 $13.41 6,264,248 No 4 S Direct
Common Stock Disposition 2010-02-09 100 $13.41 6,264,148 No 4 S Direct
Common Stock Disposition 2010-02-09 100 $13.42 6,264,048 No 4 S Direct
Common Stock Disposition 2010-02-09 1,100 $13.44 6,262,948 No 4 S Direct
Common Stock Disposition 2010-02-09 500 $13.45 6,262,448 No 4 S Direct
Common Stock Disposition 2010-02-09 300 $13.45 6,262,148 No 4 S Direct
Common Stock Disposition 2010-02-09 100 $13.46 6,262,048 No 4 S Direct
Common Stock Disposition 2010-02-09 300 $13.46 6,261,748 No 4 S Direct
Common Stock Disposition 2010-02-09 200 $13.47 6,261,548 No 4 S Direct
Common Stock Disposition 2010-02-09 300 $13.47 6,261,248 No 4 S Direct
Common Stock Disposition 2010-02-09 834 $13.48 6,260,414 No 4 S Direct
Common Stock Disposition 2010-02-09 500 $13.49 6,259,914 No 4 S Direct
Common Stock Disposition 2010-02-09 2,000 $13.49 6,257,914 No 4 S Direct
Common Stock Disposition 2010-02-09 787 $13.50 6,257,127 No 4 S Direct
Common Stock Disposition 2010-02-09 276 $13.50 6,256,851 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
  2. Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
  3. The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.