Filing Details
- Accession Number:
- 0001209191-10-008176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-10 12:00:00
- Reporting Period:
- 2010-02-09
- Filing Date:
- 2010-02-10
- Accepted Time:
- 2010-02-10 17:11:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 19,848 shares | Avg. Price: $13.41 | Total Value: $266,130.63 |
Number of Shares After Transactions: | 6,256,851 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-09 | 500 | $13.29 | 6,276,199 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 494 | $13.33 | 6,275,705 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 594 | $13.33 | 6,275,111 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 675 | $13.34 | 6,274,436 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 706 | $13.35 | 6,273,730 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 606 | $13.36 | 6,273,124 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 1,000 | $13.36 | 6,272,124 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 1,300 | $13.37 | 6,270,824 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 1,100 | $13.38 | 6,269,724 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 1,000 | $13.38 | 6,268,724 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 2,281 | $13.39 | 6,266,443 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 595 | $13.39 | 6,265,848 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 100 | $13.39 | 6,265,748 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 500 | $13.39 | 6,265,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 300 | $13.40 | 6,264,948 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 700 | $13.41 | 6,264,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 100 | $13.41 | 6,264,148 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 100 | $13.42 | 6,264,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 1,100 | $13.44 | 6,262,948 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 500 | $13.45 | 6,262,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 300 | $13.45 | 6,262,148 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 100 | $13.46 | 6,262,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 300 | $13.46 | 6,261,748 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 200 | $13.47 | 6,261,548 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 300 | $13.47 | 6,261,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 834 | $13.48 | 6,260,414 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 500 | $13.49 | 6,259,914 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 2,000 | $13.49 | 6,257,914 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 787 | $13.50 | 6,257,127 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 276 | $13.50 | 6,256,851 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.