Filing Details
- Accession Number:
- 0001209191-10-008178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-10 12:00:00
- Reporting Period:
- 2010-02-09
- Filing Date:
- 2010-02-10
- Accepted Time:
- 2010-02-10 17:12:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 23,303 shares | Avg. Price: $13.56 | Total Value: $316,063.06 |
Number of Shares After Transactions: | 6,233,548 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-09 | 2,000 | $13.50 | 6,254,851 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 400 | $13.50 | 6,254,451 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 200 | $13.51 | 6,254,251 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 2,500 | $13.51 | 6,251,751 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 2,000 | $13.51 | 6,249,751 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 703 | $13.52 | 6,249,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 400 | $13.53 | 6,248,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 1,200 | $13.55 | 6,247,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 3,800 | $13.56 | 6,243,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 100 | $13.57 | 6,243,548 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 2,065 | $13.59 | 6,241,483 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 1,700 | $13.60 | 6,239,783 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 400 | $13.61 | 6,239,383 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 1,000 | $13.61 | 6,238,383 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 1,212 | $13.61 | 6,237,171 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 2,018 | $13.62 | 6,235,153 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 505 | $13.63 | 6,234,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 800 | $13.64 | 6,233,848 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-09 | 300 | $13.65 | 6,233,548 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.