Filing Details
- Accession Number:
- 0001144204-10-007679
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-16 12:00:00
- Reporting Period:
- 2010-02-11
- Filing Date:
- 2010-02-16
- Accepted Time:
- 2010-02-16 06:39:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1396334 | Nacel Energy Corp | NCEN | Electric Services (4911) | 204315791 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1425811 | Brian Lavery | 600 17Th Street, Suite 2800S Denver CO 80202 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-02-11 | 325,000 | $0.00 | 7,000,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-11 | 75,000 | $0.00 | 6,925,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-11 | 75,000 | $0.00 | 6,850,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-11 | 75,000 | $0.00 | 6,775,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-11 | 50,000 | $0.00 | 6,725,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-11 | 25,000 | $0.00 | 6,700,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-15 | 25,000 | $0.00 | 6,675,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2010-02-11 | 50,000 | $0.00 | 400,000 | $0.00 |
| Common Stock | Stock Option | Disposition | 2010-02-11 | 25,000 | $0.00 | 200,000 | $0.00 |
| Common Stock | Stock Option | Disposition | 2010-02-11 | 50,000 | $0.00 | 400,000 | $0.00 |
| Common Stock | Stock Option | Disposition | 2010-02-11 | 0 | $0.00 | 350,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 350,000 | 2010-01-01 | 2013-07-01 | No | 4 | J | Direct |
| 175,000 | 2010-01-01 | 2013-07-01 | No | 4 | J | Direct |
| 350,000 | 2010-01-01 | 2013-07-01 | No | 4 | J | Direct |
| 350,000 | No | 4 | J | Direct |
Footnotes
- Transfer of restricted stock to Andre Schwegler, CFO, and Paul Turner, CEO.
- Transfer of restricted stock to two persons affiliated with Renergix, LLC.
- Sale/exercise of restricted stock under stock option agreement with Paul Turner, CEO.
- Sale/exercise of restricted stock under stock option agreement with Mark Schaftlein.
- Sale/exercise of restricted stock under stock option agreement with principal of Renergix, LLC.
- Contingent option of Andre Schwegler (new CFO) to purchase 350,000 shares in increments commencing June 30, 2011 and each 6 months thereafter until December 31, 2013.
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