- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2010-02-11 12:00:00
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2010-02-11 17:41:53
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1118941||Endwave Corp||ENWV||Radio & Tv Broadcasting & Communications Equipment (3663)||954333817|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1321711||Empire Capital Management, L.l.c.||1 Gorham Island, Suite 201 |
Westport CT 06880
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Common Stock||Acquisiton||2010-02-09||121,464||$2.50||1,336,592||No||4||P||Indirect||See notes|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
- The shares of Common Stock to which this note relates are held directly by Empire Capital Partners, LP ("Empire Capital"), with respect to 408,444 shares; Empire Capital Partners, LTD, a Cayman Islands exempted company ("Empire Offshore") as to 408,795 shares; Charter Oak Partners, LP, a Delaware Limited Partnership ("Charter Oak") as to 74,172 shares; Charter Oak Partners II ("Charter Oak II") as to 6,962 shares; Charter Oak Master Fund ("Charter Oak Master") as to 3,779 shares and Empire Capital Partners Enhanced Master Fund LTD, ("Enhanced Master" and collectively with Empire Capital, EmpireOffshore, Charter Oak, Charter Oak II and Charter Oak Master, the "Empire Funds") as to 434,440 shares directly owned by it.
- Empire Capital Management, LLC (the "Investment Manager") serves as the Investment Manager to and has investment discretion over the securities held by Empire Offshore, Charter Oak, Charter Oak II, Charter Oak Master and Enhanced Master. Empire GP, LLC ("Empire GP"), serves as the general partner of Empire Capital. Mr. Scott Fine and Mr. Peter Richards are managing members of the Investment Manager and Empire GP.
- The Investment Manager, Empire GP and the Empire Funds disclaim beneficial ownership of any of the Issuer's securities to which this Form 4 relates for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), except as to such securities in which each such person may be deemed to have a pecuniary interest pursuant to the Act.