Filing Details

Accession Number:
0001209191-10-008652
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-11 12:00:00
Reporting Period:
2010-02-09
Filing Date:
2010-02-11
Accepted Time:
2010-02-11 17:41:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1118941 Endwave Corp ENWV Radio & Tv Broadcasting & Communications Equipment (3663) 954333817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1321711 Empire Capital Management, L.l.c. 1 Gorham Island, Suite 201
Westport CT 06880
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-09 121,464 $2.50 1,336,592 No 4 P Indirect See notes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See notes
Footnotes
  1. The shares of Common Stock to which this note relates are held directly by Empire Capital Partners, LP ("Empire Capital"), with respect to 408,444 shares; Empire Capital Partners, LTD, a Cayman Islands exempted company ("Empire Offshore") as to 408,795 shares; Charter Oak Partners, LP, a Delaware Limited Partnership ("Charter Oak") as to 74,172 shares; Charter Oak Partners II ("Charter Oak II") as to 6,962 shares; Charter Oak Master Fund ("Charter Oak Master") as to 3,779 shares and Empire Capital Partners Enhanced Master Fund LTD, ("Enhanced Master" and collectively with Empire Capital, EmpireOffshore, Charter Oak, Charter Oak II and Charter Oak Master, the "Empire Funds") as to 434,440 shares directly owned by it.
  2. Empire Capital Management, LLC (the "Investment Manager") serves as the Investment Manager to and has investment discretion over the securities held by Empire Offshore, Charter Oak, Charter Oak II, Charter Oak Master and Enhanced Master. Empire GP, LLC ("Empire GP"), serves as the general partner of Empire Capital. Mr. Scott Fine and Mr. Peter Richards are managing members of the Investment Manager and Empire GP.
  3. The Investment Manager, Empire GP and the Empire Funds disclaim beneficial ownership of any of the Issuer's securities to which this Form 4 relates for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), except as to such securities in which each such person may be deemed to have a pecuniary interest pursuant to the Act.