Filing Details
- Accession Number:
- 0001208669-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-10 12:00:00
- Reporting Period:
- 2010-02-09
- Filing Date:
- 2010-02-10
- Accepted Time:
- 2010-02-10 12:16:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 24741 | Corning Inc | GLW | Drawing & Insulating Of Nonferrous Wire (3357) | 160393470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208669 | R James Houghton | 80 E. Market St. Suite 300 Corning NY 14830 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-09 | 10,560 | $9.95 | 65,181 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-09 | 110,000 | $4.15 | 175,181 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-09 | 3,000 | $17.80 | 172,181 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-09 | 7,000 | $17.81 | 165,181 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-09 | 13,800 | $17.83 | 151,381 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-09 | 15,560 | $17.84 | 135,821 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-09 | 25,600 | $17.85 | 110,221 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-09 | 55,300 | $17.86 | 54,921 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-09 | 300 | $17.87 | 54,621 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2001-12-05 | 10,560 | $0.00 | 10,560 | $9.95 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-02-09 | 110,000 | $0.00 | 110,000 | $4.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-04 | No | 4 | M | Direct | |
| 0 | 2013-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,782 | Indirect | by wife |
| Common Stock | 3,813 | Indirect | by GRAT |
| Common Stock | 100,000 | Indirect | by GRAT |
| Common Stock | 65,042 | Indirect | by GRAT |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- The options vested in three equal installments on 12/05/2002, 12/05/2003, and 12/05/2004.
- The options vested in three equal installments on 02/03/2004, 02/03/2005, and 02/03/2006.
Billionaire Hedge Funds
