Filing Details

Accession Number:
0001411686-10-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-05 12:00:00
Reporting Period:
2010-02-03
Filing Date:
2010-02-05
Accepted Time:
2010-02-05 17:01:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
782842 Broadpoint Gleacher Securities Group Inc. BPSG Security Brokers, Dealers & Flotation Companies (6211) 222655804
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185084 Bruce Rohde Broadpoint Gleacher Securities Group Inc
12 East 49Th Street, 31St Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-03 1,000 $4.10 1,000 No 4 P Direct
Common Stock Acquisiton 2010-02-03 4,794 $4.14 5,794 No 4 P Direct
Common Stock Acquisiton 2010-02-03 5,611 $4.15 11,405 No 4 P Direct
Common Stock Acquisiton 2010-02-03 7,500 $4.16 18,905 No 4 P Direct
Common Stock Acquisiton 2010-02-03 3,000 $4.17 21,905 No 4 P Direct
Common Stock Acquisiton 2010-02-03 17,595 $4.17 39,500 No 4 P Direct
Common Stock Acquisiton 2010-02-03 6,200 $4.18 45,700 No 4 P Direct
Common Stock Acquisiton 2010-02-03 24,300 $4.18 70,000 No 4 P Direct
Common Stock Acquisiton 2010-02-03 5,000 $4.19 75,000 No 4 P Direct
Common Stock Acquisiton 2010-02-03 9,000 $4.19 84,000 No 4 P Direct
Common Stock Acquisiton 2010-02-03 2,000 $4.20 86,000 No 4 P Direct
Common Stock Acquisiton 2010-02-03 14,000 $4.20 100,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct