Filing Details

Accession Number:
0000018230-10-000073
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-08 12:00:00
Reporting Period:
2010-02-05
Filing Date:
2010-02-08
Accepted Time:
2010-02-08 09:24:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171770 R Douglas Oberhelman 100 N.e. Adams Street
Peoria IL 61629-7220
Vice Chairman & Ceo-Elect No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2010-02-05 10,699 $51.47 70,303 No 4 S Direct
Common Disposition 2010-02-05 9,123 $51.60 61,180 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Phantom Stock Units $0.00 0 41,747 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 41,747 Direct
Footnotes
  1. This amount includes 27,094 shares in 401K and 7975 shares in dividend reinvestment.
  2. Security converts to common stock on a one-for-one basis.
  3. The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service.