Filing Details

Accession Number:
0000014693-10-000007
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-02-04 12:00:00
Reporting Period:
2009-12-10
Filing Date:
2010-02-04
Accepted Time:
2010-02-04 09:59:49
Original Submission Date:
2009-12-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1351766 Mccauley J Brown 850 Dixie Highway
Louisville KY 40210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Disposition 2009-12-10 25,000 $52.00 45,010 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 183,618 Direct
Class A Common 501,926 Indirect By Brown Ventures, LLC
Class A Common 47,000 Indirect By Brown FLIP
Class A Common 28,000 Indirect By MAE LLC
Class A Common 100,000 Indirect By GRAT
Class A Common 2,079 Indirect By children
Class A Common 30,172 Indirect By Spouse
Class B Common 3,553 Indirect BF 401(k) Plan
Class B Common 125,481 Indirect By Brown Ventures, LLC
Class B Common 11,750 Indirect By Brown FLIP
Class B Common 393 Indirect By Children
Class B Common 7,543 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Non-Qualified Stock Option (right to buy) $36.35 2007-05-01 2014-04-30 1,355 1,355 Direct
Class B Common Stock Appreciation Right $46.19 2008-05-01 2015-04-30 1,172 1,172 Direct
Class B Common Stock Appreciation Right $56.50 2009-05-01 2016-04-30 2,527 2,527 Direct
Class B Common Stock Appreciation Right $54.58 2010-05-01 2017-04-30 2,894 2,894 Direct
Class B Common Stock Appreciation Right $57.40 2011-05-01 2018-04-30 2,657 2,657 Direct
Class B Common Restricted Stock Unit $0.00 805 805 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-04-30 1,355 1,355 Direct
2015-04-30 1,172 1,172 Direct
2016-04-30 2,527 2,527 Direct
2017-04-30 2,894 2,894 Direct
2018-04-30 2,657 2,657 Direct
805 805 Direct
Footnotes
  1. This corrects a prior reporting error. The amount of Class B directly held securities beficially owned following the transaction reported on December 14, 2009 should have been 45,010.
  2. Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of December 10, 2009.
  3. Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  4. The Restricted Stock Units vest April 30, 2013.