Filing Details

Accession Number:
0001181431-10-008727
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-12 12:00:00
Reporting Period:
2010-02-11
Filing Date:
2010-02-12
Accepted Time:
2010-02-12 13:25:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350077 Wms Industries Inc WMS Miscellaneous Manufacturing Industries (3990) 362814522
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438914 Kenneth Lochiatto 800 S. Northpoint Blvd
Waukegan IL 60085
Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-11 5,395 $16.95 22,312 No 4 M Direct
Common Stock Disposition 2010-02-11 5,395 $39.00 16,917 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2010-02-11 5,395 $0.00 5,395 $16.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,790 2016-08-14 No 4 M Direct
Footnotes
  1. Includes 16,356 shares of restricted stock or restricted stock units and 561 shares acquired under the WMS stock purchase plan on September 30, 2009.
  2. The details of these trades were as follows: 5,300 at $39.00 and 95 at $39.01.
  3. Three year vesting: 1/3 on 8/14/2007, 8/14/2008 and 8/14/2009.