Filing Details
- Accession Number:
- 0001019687-10-000671
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-18 12:00:00
- Reporting Period:
- 2010-02-16
- Filing Date:
- 2010-02-18
- Accepted Time:
- 2010-02-18 13:37:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364560 | Helix Wind Corp. | HLXW | Engines & Turbines (3510) | 204069588 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1391795 | David Gelbaum | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No | |
| 1403417 | Chavez Monica Gelbaum | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No | |
| 1403463 | Trust Quercus | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-16 | 1,260,812 | $0.50 | 1,260,812 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2010-02-16 | 600,000 | $0.00 | 660,812 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 9% Convertible Note | Disposition | 2010-02-16 | 0 | $0.00 | 1,260,812 | $0.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-11 | 2012-02-11 | No | 4 | C | Direct |
Footnotes
- Pursuant to that certain Purchase Agreement dated February 11, 2010, the Reporting Persons agreed to sell to a private purchaser 600,000 free trading shares of common stock of the Issuer (the "Shares"), with the Shares being delivered via DTC to the purchaser and with the purchase price being set and paid two days after the Shares clear DTC (as defined as being free of any restriction of any kind including by DTC, the Issuer, the transfer agent and the Reporting Persons' brokerage and clearing firms) and being 65% of the lowest closing bid price for the five days preceding the date the Shares clear DTC, ending with the day the Shares clear DTC. In the event the Shares clear DTC after the market closes, the Shares will be deemed to clear DTC on the following market day. The sale became effective as of February 16, 2010, but the Shares have yet to clear DTC.
- The amount converted includes a principal amount of $578,223 and accrued interest.
Billionaire Hedge Funds
