Filing Details
- Accession Number:
- 0001065865-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-04 12:00:00
- Reporting Period:
- 2010-02-02
- Filing Date:
- 2010-02-04
- Accepted Time:
- 2010-02-04 19:55:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1065865 | Janus Capital Group Inc | JNS | Investment Advice (6282) | 431804048 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1423880 | P Daniel Charles | 151 Detroit Street Denver CO 80206 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-02-02 | 4,232 | $12.31 | 46,140 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,885 | Indirect | Held by ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $5.32 | 2016-01-30 | 54,461 | 54,461 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $27.54 | 2015-01-31 | 5,688 | 5,688 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $14.56 | 2009-02-02 | 2015-10-02 | 3,459 | 3,459 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-30 | 54,461 | 54,461 | Direct |
| 2015-01-31 | 5,688 | 5,688 | Direct |
| 2015-10-02 | 3,459 | 3,459 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- Shares were sold in the following manner: 682 at $12.22; 600 at $12.23; 950 at $12.24; 100 at $12.27; 200 at $12.28; 100 at $12.31; 300 at $12.32; 100 at $12.34; 400 at $12.35; 100 at $12.36; 300 at $12.39; 200 at $12.40 and 200 at $12.41 per share.
- This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
- This option award vests annually in three equal installments beginning on February 1, 2009.
Billionaire Hedge Funds
