Filing Details

Accession Number:
0001193805-10-000306
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-04 12:00:00
Reporting Period:
2010-02-03
Filing Date:
2010-02-04
Accepted Time:
2010-02-04 16:53:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855906 Silicon Storage Technology Inc SSTI Semiconductors & Related Devices (3674) 770225590
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267921 Dialectic Capital Partners Lp 875 Third Avenue
15Th Floor
New York NY 10022
No No No Yes
1268057 Dialectic Offshore, Ltd. C/O Goldman Sachs Admin. Services
Hardwicke House, 2Nd Floor, Hatch Street
Dublin 2, Ireland
No No No Yes
1325552 Dialectic Antithesis Partners, Lp 875 Third Avenue
15Th Floor
New York NY 10022
No No No Yes
1411509 John Fichthorn C/O Dialectic Capital Management, Llc
875 Third Avenue, 15Th Floor
New York NY 10022
No No No Yes
1411510 Luke Fichthorn C/O Dialectic Capital Management, Llc
875 Third Avenue, 15Th Floor
New York NY 10022
No No No Yes
1411512 Dialectic Capital Management, Llc 875 Third Avenue
15Th Floor
New York NY 10022
No No No Yes
1443897 Ltd Offshore Antithesis Dialectic C/O Goldman Sachs Admin. Services
Hardwicke House, 2Nd Floor, Hatch Street
Dublin 2, Ireland
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2010-02-03 226,650 $2.83 2,933,130 No 4 P Indirect By Dialectic Antithesis Offshore, Ltd.
Common Stock, No Par Value Acquisiton 2010-02-03 90,660 $2.84 3,023,790 No 4 P Indirect By Dialectic Antithesis Offshore, Ltd.
Common Stock, No Par Value Acquisiton 2010-02-03 173,500 $2.83 2,103,535 No 4 P Indirect By Dialectic Antithesis Partners, LP
Common Stock, No Par Value Acquisiton 2010-02-03 69,400 $2.84 2,172,935 No 4 P Indirect By Dialectic Antithesis Partners, LP
Common Stock, No Par Value Acquisiton 2010-02-03 59,600 $2.83 771,602 No 4 P Indirect By Dialectic Capital Partners LP
Common Stock, No Par Value Acquisiton 2010-02-03 23,840 $2.84 795,442 No 4 P Indirect By Dialectic Capital Partners LP
Common Stock, No Par Value Acquisiton 2010-02-03 40,250 $2.83 528,639 No 4 P Indirect By Dialectic Offshore, Ltd.
Common Stock, No Par Value Acquisiton 2010-02-03 16,100 $2.84 544,739 No 4 P Indirect By Dialectic Offshore, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Dialectic Antithesis Offshore, Ltd.
No 4 P Indirect By Dialectic Antithesis Offshore, Ltd.
No 4 P Indirect By Dialectic Antithesis Partners, LP
No 4 P Indirect By Dialectic Antithesis Partners, LP
No 4 P Indirect By Dialectic Capital Partners LP
No 4 P Indirect By Dialectic Capital Partners LP
No 4 P Indirect By Dialectic Offshore, Ltd.
No 4 P Indirect By Dialectic Offshore, Ltd.
Footnotes
  1. Each Reporting Person is a member of a Section 13(d) group with respect to securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock owned in the aggregate by the other members of the Section 13(d) group.
  2. Shares of Common Stock beneficially owned by Dialectic Antithesis Offshore, Ltd. ("DAO"). As the investment manager of DAO, Dialectic Capital Management, LLC ("DCM") may be deemed to beneficially own the shares of Common Stock beneficially owned by DAO. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DAO. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DAO, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  3. Shares of Common Stock beneficially owned by Dialectic Antithesis Partners LP ("DAP"). As the investment manager of DAP, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DAP. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DAP. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DAP, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  4. Shares of Common Stock beneficially owned by Dialectic Capital Partners LP ("DCP"). As the investment manager of DCP, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DCP. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DCP. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DCP, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  5. Shares of Common Stock beneficially owned by Dialectic Offshore, Ltd. ("DOF"). As the investment manager of DOF, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DOF. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DOF. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DOF, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.