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Home > Insider Trading > Filing (0001140361-10-005153)

Filing Details

Accession Number:: 0001140361-10-005153
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2010-02-09 12:00:00
Reporting Period:: 2006-11-08

Filing Date:: 2010-02-09
Accepted Time:: 2010-02-09 20:43:56
Original Submission Date:: 2006-11-13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063494	Kbw Inc.	KBW	Security Brokers, Dealers & Flotation Companies (6211)	134055775

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1194343	M Daniel Healy	C/O Kbw, Inc. 787 Seventh Avenue New York NY 10019		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2006-11-08	5,000	$21.00	15,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

1. This is the second amendment to the Form 4 that was filed by the reporting person on November 13, 2006. The first amendment to such Form 4 was filed on March 15, 2007.