Filing Details
- Accession Number:
- 0001127602-10-005634
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-19 12:00:00
- Reporting Period:
- 2010-02-18
- Filing Date:
- 2010-02-19
- Accepted Time:
- 2010-02-19 16:26:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1102634 | W James Fulmer | Tompkins Financial Corporation P O Box 460 Ithaca NY 14851 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-18 | 2,052 | $18.19 | 50,221 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-18 | 544 | $18.19 | 50,765 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-18 | 3,303 | $18.19 | 54,068 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-18 | 1,919 | $36.44 | 52,149 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-02-18 | 93 | $36.44 | 52,056 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2010-02-18 | 2,052 | $0.00 | 2,052 | $18.18 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2010-02-18 | 544 | $0.00 | 544 | $18.18 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2010-02-18 | 3,303 | $0.00 | 3,303 | $18.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,139 | 2010-09-14 | No | 4 | M | Direct | |
| 2,595 | 2010-09-14 | No | 4 | M | Direct | |
| 3,303 | 2010-09-14 | No | 4 | M | Direct |
Footnotes
- The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
Billionaire Hedge Funds
