Filing Details

Accession Number:
0001065865-10-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-04 12:00:00
Reporting Period:
2010-02-02
Filing Date:
2010-02-04
Accepted Time:
2010-02-04 20:19:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065865 Janus Capital Group Inc JNS Investment Advice (6282) 431804048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1436266 P. James Goff Janus Capital Group Inc.
151 Detroit Street
Denver CO 80206
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-02-02 7,685 $12.30 329,799 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,277 Indirect Held by ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $5.32 2016-01-30 140,434 140,434 Direct
Common Stock Stock Option (Right to Buy) $27.54 2015-02-01 30,876 30,876 Direct
Common Stock Stock Option (Right to Buy) $21.01 2014-02-01 58,463 58,463 Direct
Common Stock Stock Option (Right to Buy) $21.57 2009-02-02 2013-02-12 44,052 44,052 Direct
Common Stock Stock Option (Right to Buy) $16.24 2006-12-31 2014-02-03 105,106 105,106 Direct
Common Stock Stock Option (Right to Buy) $25.71 2007-01-28 2012-01-27 26,593 26,593 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-30 140,434 140,434 Direct
2015-02-01 30,876 30,876 Direct
2014-02-01 58,463 58,463 Direct
2013-02-12 44,052 44,052 Direct
2014-02-03 105,106 105,106 Direct
2012-01-27 26,593 26,593 Direct
Footnotes
  1. The shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
  2. Shares were sold in the following manner: 1,100 at $12.22; 1,400 at $12.23; 700 at $12.24; 485 at $12.25; 600 at $12.26; 100 at $12.28; 100 at $12.30; 100 at $12.31; 400 at $12.32; 300 at $12.34; 1,000 at $12.35; 100 at $12.36; 200 at $12.38; 100 at $12.39; 700 at $12.40; 300 at $12.41.
  3. This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  4. This option award vests annually in three equal installments beginning on February 1, 2009.
  5. This option award vests annually in four equal installments beginning on February 1, 2008, subject to acceleration if certain performance criteria are met.