Filing Details

Accession Number:
0001015037-10-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-23 12:00:00
Reporting Period:
2010-02-19
Filing Date:
2010-02-23
Accepted Time:
2010-02-23 15:55:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
60751 Lubrizol Corp LZ Industrial Organic Chemicals (2860) 340367600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1015037 F Stephen Kirk 29400 Lakeland Blvd
Wickliffe OH 44092
Svp & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2010-02-19 16,200 $53.07 96,708 No 4 M Direct
Common Shares Acquisiton 2010-02-19 17,550 $58.45 114,258 No 4 M Direct
Common Shares Disposition 2010-02-19 33,750 $78.10 80,508 No 4 S Direct
Common Shares Acquisiton 2010-02-22 5,400 $53.07 85,908 No 4 M Direct
Common Shares Disposition 2010-02-22 5,400 $78.15 80,508 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (Right to Buy) Disposition 2010-02-19 16,200 $0.00 16,200 $53.07
Common Shares Employee Stock Option (Right to Buy) Disposition 2010-02-19 17,550 $0.00 17,550 $58.45
Common Shares Common Shares Disposition 2010-02-22 5,400 $0.00 5,400 $53.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,400 2017-02-20 No 4 M Direct
5,850 2018-02-19 No 4 M Direct
0 2017-02-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 531 Indirect By 401(k) Plan
Footnotes
  1. This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $78.01 and $78.25. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  2. This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $78.10 and $78.22. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  3. These options vested in three installments as follows: 50% on February 20, 2008; 25% on February 20, 2009; and 25% on February 20, 2010.
  4. These options vested in three installments as follows: 50% on February 19, 2009; 25% on February 19, 2010, and 25% on February 19, 2011.
  5. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.