Filing Details
- Accession Number:
- 0000098537-10-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-09 12:00:00
- Reporting Period:
- 2010-02-08
- Filing Date:
- 2010-02-09
- Accepted Time:
- 2010-02-09 14:14:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98537 | Todd Shipyards Corp | TOD | Ship & Boat Building & Repairing (3730) | 911506719 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1304139 | L William Lewis | P.o. Box 3806 Seattle WA 98124 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Todd Shipyards Corp. Common Stock | Acquisiton | 2010-02-08 | 600 | $14.71 | 9,250 | No | 4 | P | Direct | |
| Todd Shipyards Corp. Common Stock | Acquisiton | 2010-02-08 | 200 | $14.73 | 9,450 | No | 4 | P | Direct | |
| Todd Shipyards Corp. Common Stock | Acquisiton | 2010-02-08 | 100 | $14.75 | 9,550 | No | 4 | P | Direct | |
| Todd Shipyards Corp. Common Stock | Acquisiton | 2010-02-08 | 400 | $14.86 | 9,950 | No | 4 | P | Direct | |
| Todd Shipyards Corp. Common Stock | Acquisiton | 2010-02-08 | 200 | $14.87 | 10,150 | No | 4 | P | Direct | |
| Todd Shipyards Corp. Common Stock | Acquisiton | 2010-02-08 | 100 | $14.93 | 10,250 | No | 4 | P | Direct | |
| Todd Shipyards Corp. Common Stock | Acquisiton | 2010-02-08 | 700 | $14.94 | 10,950 | No | 4 | P | Direct | |
| Todd Shipyards Corp. Common Stock | Acquisiton | 2010-02-08 | 4,700 | $15.00 | 15,650 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Todd stock settled appreciation rights | $16.98 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2,000 | 2,000 | Direct |
Footnotes
- Upon exercise of the SSARs, the holder is entitled to receive value equal to the number of rights being exercised times the then current fair market value reduced by $16.98, the fair market value on date of grant. Such value will be paid, net of withholding taxes, in shares of Todd Common Stock.
- One-third of the 2,000 SSARs vest each year on August 21 commencing in 2010 (through 2012).
- Upon certain termination events, but no later than August 21, 2014.
Billionaire Hedge Funds
