Filing Details
- Accession Number:
- 0001181431-10-010174
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-02-18 12:00:00
- Reporting Period:
- 2009-11-24
- Filing Date:
- 2010-02-18
- Accepted Time:
- 2010-02-18 16:43:38
- Original Submission Date:
- 2009-11-27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296328 | Varadarajan Srinivasan | 1875 Charleston Rd. Mountain View CA 94043 | Vice President And Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-11-24 | 320 | $33.72 | 92,658 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2009-11-24 | 7,854 | $23.40 | 100,512 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2009-11-24 | 7,096 | $19.83 | 107,608 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2009-11-24 | 14,419 | $23.94 | 122,027 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-11-24 | 44,689 | $41.29 | 77,338 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-11-25 | 10,000 | $41.29 | 67,338 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (right to buy) | Disposition | 2009-11-24 | 320 | $0.00 | 796 | $33.72 |
| Common Shares | Stock Option (right to buy) | Disposition | 2009-11-24 | 7,854 | $0.00 | 9,917 | $23.40 |
| Common Shares | Stock Option (right to buy) | Disposition | 2009-11-24 | 7,096 | $0.00 | 14,916 | $19.83 |
| Common Shares | Stock Option (right to buy) | Disposition | 2009-11-24 | 14,419 | $0.00 | 21,333 | $23.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 476 | 2007-02-23 | 2016-02-22 | No | 4 | M | Direct |
| 2,063 | 2007-08-01 | 2016-07-31 | No | 4 | M | Direct |
| 7,820 | 2007-10-31 | 2016-10-30 | No | 4 | M | Direct |
| 6,915 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
Footnotes
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $41 to $41.75. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $41.07 to $41.44. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- Due to clerical errors on the Form 4 filings on February 28, 2006 and July 9, 2008, incorrect balances (only) of the total number of shares owned by Mr. Srinivisan was incorrectly overstated. Each subsequent Form 4 filing carried forward the incorrect balances. This filing has been amended to show the correct total balance as of the date of the trades reported herein.
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