Filing Details
- Accession Number:
- 0001140361-10-007217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-17 12:00:00
- Reporting Period:
- 2010-02-12
- Filing Date:
- 2010-02-17
- Accepted Time:
- 2010-02-17 16:19:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1264755 | Newalliance Bancshares Inc | NAL | National Commercial Banks (6021) | 522407114 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1284321 | R Peyton Patterson | C/O Newalliance Bank 195 Church Street New Haven CT 06510 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-02-12 | 11,000 | $11.63 | 285,898 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 187,250 | Indirect | By Stock Award |
| Common Stock | 22,765 | Indirect | By Stock Award |
| Common Stock - Esop | 7,579 | Direct | |
| Common Stock | 14,277 | Indirect | 401(k) SERP |
| Common Stock | 25,843 | Indirect | ESOP SERP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $14.39 | 2005-12-30 | 2015-06-17 | 1,890,300 | 1,890,300 | Direct |
| Common Stock | Stock Options | $12.94 | 2010-05-31 | 2019-05-29 | 103,478 | 103,478 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-06-17 | 1,890,300 | 1,890,300 | Direct |
| 2019-05-29 | 103,478 | 103,478 | Direct |
Footnotes
- Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vests 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012.
- Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
- Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010 - 2013
Billionaire Hedge Funds
