Filing Details

Accession Number:
0001144204-10-010417
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-26 12:00:00
Reporting Period:
2009-11-20
Filing Date:
2010-02-26
Accepted Time:
2010-02-26 16:59:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
944739 Transwitch Corp TXCC Semiconductors & Related Devices (3674) 061236189
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd., Suite 810
Los Angeles CA US 90025
No No No Yes
1345523 Riley Investment Management Llc 11100 Santa Monica Blvd., Suite 800
Los Angeles CA US 90025
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-02-25 9,187 $2.41 0 No 4 S Indirect Footnote 1
Common Stock Disposition 2009-11-20 7,932 $2.52 0 No 4 S Indirect Footnote 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Footnote 1
No 4 S Indirect Footnote 2
Footnotes
  1. Sole equity owner of Riley Investment Management LLC, investment advisor to managed accounts, which are indirectly affiliated with Riley Investment Partners Master Fund, L.P. or Mr. Riley, and general partner of Riley Investment Partners Master Fund, L.P.
  2. Trustee of B. Riley and Co. Retirement Trust. Actual quantity sold was 63458 at .315/share. Shares and price on filing are adjusted for the reverse stock split.