Filing Details
- Accession Number:
- 0001112679-10-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-09 12:00:00
- Reporting Period:
- 2010-02-08
- Filing Date:
- 2010-02-09
- Accepted Time:
- 2010-02-09 21:07:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1112679 | Stephen Yu | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-08 | 9,000 | $13.53 | 41,175 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-08 | 9,000 | $28.07 | 33,488 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-02-08 | 9,000 | $0.00 | 9,000 | $13.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 124,000 | 2013-06-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Yu's 10b5-1 plan dated March 5, 2009.
- Shares sold on the open market are reported as an average sell price per shares of $28.07; breakdown of shares sold and per share sale prices are as follows: 100 at $28.16; 100 at $27.96; 483 at $28.06; 317 at $28.05; 200 at $27.97; 100 at $28.02; 200 at $28.04; 300 at $28.03; 100 at $27.98; 800 at $28.15; 1,200 at $28.13; 1,000 at $27.94; 400 at $28.01; 200 at $28.05; 500 at $28.00; 200 at $27.95; 600 at $28.11; 600 at $28.18; 400 at $27.94; 200 at $28.12 and 1,000 at $28.17.
- Includes 492 shares purchased on 7/31/09 and 821 shares purchased on 1/29/10 pursuant to the company's Employee Stock Purchase Plan (ESPP).
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
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