Filing Details
- Accession Number:
- 0001181431-10-000448
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-01-04 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-01-04
- Accepted Time:
- 2010-01-04 16:26:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1019883 | Appalachian Bancshares Inc | APAB | State Commercial Banks (6022) | 582242407 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265483 | Frank Jones | P. O. Box 697 Ellijay GA 30540 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2009-10-28 | 857,142 | $0.50 | 934,152 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 1,000 | Indirect | As Custodian for Adelyn Jones |
Footnotes
- The reporting person disposed of $428,571 aggregate principal amount of Appalachian Community Bank Fixed Rate Subordinated Notes, due September 30, 2015, in exchange for 857,142 shares of the Company Common Stock.
- Total includes 1,210 shares held jointly with Robert F. Jones.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
