Filing Details

Accession Number:
0001209191-10-001418
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-05 12:00:00
Reporting Period:
2009-12-31
Filing Date:
2010-01-05
Accepted Time:
2010-01-05 18:14:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095330 Symyx Technologies Inc SMMX Services-Prepackaged Software (7372) 770397908
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228196 Trevor Heritage C/O Symyx Technologies, Inc.
1263 East Arques Avenue
Sunnyvale CA 94085
Pres., Symyx Software No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-12-31 7,600 $4.29 7,600 No 4 M Direct
Common Stock Disposition 2009-12-31 6,670 $5.39 930 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Rt to Buy) Disposition 2009-12-31 7,600 $0.00 7,600 $4.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,400 2009-03-01 2009-12-31 No 4 M Direct
Footnotes
  1. Reporting Person exercised 7,600 vested option shares using a net exercise and, after expenses, received 930 shares of Common Stock.
  2. On November 2, 2007, the Reporting Person was granted an option to purchase 38,000 shares of common stock. The option shares shall vest in increments of (i) 20% of the option shares on March 1, 2009 and the exercisability of such shares shall expire on December 31, 2009, (ii) 40% of the option shares shall vest on March 1, 2010 and the exercisability of such shares shall expire on December 31, 2010 and (iii) the remaining option shares shall vest on March 1, 2011 and the exercisability of such shares shall expire on December 31, 2011.