Filing Details

Accession Number:
0000927089-10-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-04 12:00:00
Reporting Period:
2009-12-30
Filing Date:
2010-01-04
Accepted Time:
2010-01-04 16:24:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000234 Imperial Capital Bancorp Inc. IMPC.PK State Commercial Banks (6022) 954596322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233964 L Jeffrey Lipscomb 701 B Street, Suite 1500
San Diego CA 92101
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-12-30 2,000 $0.02 500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,600 Indirect SEP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $48.46 2006-12-19 2015-12-19 1,500 1,500 Direct
Common Stock Stock Option $52.14 2006-11-10 2015-11-10 1,000 1,000 Direct
Common Stock Stock Option $14.70 2001-11-06 2010-11-06 1,000 1,000 Direct
Common Stock Stock Option $11.00 2001-03-03 2010-03-03 1,000 1,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-12-19 1,500 1,500 Direct
2015-11-10 1,000 1,000 Direct
2010-11-06 1,000 1,000 Direct
2010-03-03 1,000 1,000 Direct