Filing Details

Accession Number:
0001181431-10-003993
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-21 12:00:00
Reporting Period:
2010-01-19
Filing Date:
2010-01-21
Accepted Time:
2010-01-21 16:36:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370314 Double-Take Software Inc. DBTK Services-Prepackaged Software (7372) 200230046
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207738 Abs Partners Iv Llc 400 East Pratt Street
Suite 910
Baltimore MD 21202-3116
Yes No No No
1354870 Ashoke Goswami 400 E. Pratt Street Suite 910
Baltimore MD 21202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Disposition 2010-01-19 18,052 $10.48 1,158,603 No 4 S Indirect By ABS Capital Partners IV, L.P.
Common Stock, Par Value $.001 Disposition 2010-01-19 604 $10.48 38,792 No 4 S Indirect By ABS Capital Partners IV-A, L.P.
Common Stock, Par Value $.001 Disposition 2010-01-19 1,037 $10.48 66,542 No 4 S Indirect By ABS Capital Partners IV Offshore, L.P.
Common Stock, Par Value $.001 Disposition 2010-01-19 707 $10.48 45,369 No 4 S Indirect By ABS Capital Partners IV Special Offshore, L.P.
Common Stock, Par Value $.001 Disposition 2010-01-20 20,440 $10.35 1,138,163 No 4 S Indirect By ABS Capital Partners IV, L.P.
Common Stock, Par Value $.001 Disposition 2010-01-20 684 $10.35 38,108 No 4 S Indirect By ABS Capital Partners IV-A, L.P.
Common Stock, Par Value $.001 Disposition 2010-01-20 1,174 $10.35 65,368 No 4 S Indirect By ABS Capital Partners IV Offshore, L.P.
Common Stock, Par Value $.001 Disposition 2010-01-20 800 $10.35 44,569 No 4 S Indirect By ABS Capital Partners IV Special Offshore, L.P.
Common Stock, Par Value $.001 Disposition 2010-01-21 22,920 $10.46 1,115,243 No 4 S Indirect By ABS Capital Partners IV, L.P.
Common Stock, Par Value $.001 Disposition 2010-01-21 767 $10.46 37,341 No 4 S Indirect By ABS Capital Partners IV-A, L.P.
Common Stock, Par Value $.001 Disposition 2010-01-21 1,316 $10.46 64,052 No 4 S Indirect By ABS Capital Partners IV Offshore, L.P.
Common Stock, Par Value $.001 Disposition 2010-01-21 897 $10.46 43,672 No 4 S Indirect By ABS Capital Partners IV Special Offshore, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By ABS Capital Partners IV, L.P.
No 4 S Indirect By ABS Capital Partners IV-A, L.P.
No 4 S Indirect By ABS Capital Partners IV Offshore, L.P.
No 4 S Indirect By ABS Capital Partners IV Special Offshore, L.P.
No 4 S Indirect By ABS Capital Partners IV, L.P.
No 4 S Indirect By ABS Capital Partners IV-A, L.P.
No 4 S Indirect By ABS Capital Partners IV Offshore, L.P.
No 4 S Indirect By ABS Capital Partners IV Special Offshore, L.P.
No 4 S Indirect By ABS Capital Partners IV, L.P.
No 4 S Indirect By ABS Capital Partners IV-A, L.P.
No 4 S Indirect By ABS Capital Partners IV Offshore, L.P.
No 4 S Indirect By ABS Capital Partners IV Special Offshore, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.001 13,399 Direct
Footnotes
  1. The price of $10.4849 per share represents a weighted average of sales prices ranging from $10.21 to $10.60 per share. The reporting persons undertake to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  2. ABS Capital Partners IV, LLC (the "General Partner") is the general partner of ABS Capital Partners IV, LP, ABS Capital Partners IV-A, LP, ABS Capital Partners IV Offshore, LP, and ABS Capital Partners IV Special Offshore, LP (collectively, the "Funds") and Ashoke Goswami is a managing member of the General Partner ("Manager"). The General Partner and the Manager are reporting the indirect beneficial ownership of the reported securities. The General Partner and the Manager disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. The General Partner of the Funds has voting and dispositive power over these securities.
  3. The price of $10.3537 per share represents a weighted average of sales prices ranging from $10.22 to $10.57 per share. The reporting persons undertake to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  4. Shares held directly by Ashoke Goswami.
  5. The price of $10.4622 per share represents a weighted average of sales prices ranging from $10.31 to $10.63 per share. The reporting persons undertake to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.