Filing Details
- Accession Number:
- 0001209191-10-004331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-21 12:00:00
- Reporting Period:
- 2010-01-19
- Filing Date:
- 2010-01-21
- Accepted Time:
- 2010-01-21 18:26:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 40,855 shares | Avg. Price: $15.80 | Total Value: $645,473.92 |
| Number of Shares After Transactions: | 6,474,537 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-01-19 | 4,000 | $15.69 | 6,511,392 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 100 | $15.70 | 6,511,292 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 500 | $15.71 | 6,510,792 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 1,409 | $15.72 | 6,509,383 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 100 | $15.72 | 6,509,283 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 1,000 | $15.72 | 6,508,283 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 1,001 | $15.73 | 6,507,282 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 100 | $15.73 | 6,507,182 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 100 | $15.74 | 6,507,082 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 2,205 | $15.75 | 6,504,877 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 800 | $15.75 | 6,504,077 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 1,040 | $15.76 | 6,503,037 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 100 | $15.77 | 6,502,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 700 | $15.79 | 6,502,237 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 2,300 | $15.80 | 6,499,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 2,000 | $15.80 | 6,497,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 500 | $15.81 | 6,497,437 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 1,000 | $15.81 | 6,496,437 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 1,000 | $15.82 | 6,495,437 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 2,594 | $15.82 | 6,492,843 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 2,006 | $15.83 | 6,490,837 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 3,405 | $15.84 | 6,487,432 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 2,000 | $15.84 | 6,485,432 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 2,000 | $15.84 | 6,483,432 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 2,495 | $15.85 | 6,480,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 500 | $15.85 | 6,480,437 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 1,500 | $15.85 | 6,478,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 1,900 | $15.85 | 6,477,037 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 2,000 | $15.86 | 6,475,037 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-19 | 500 | $15.86 | 6,474,537 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
