Filing Details
- Accession Number:
- 0001209191-10-004892
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-26 12:00:00
- Reporting Period:
- 2010-01-25
- Filing Date:
- 2010-01-26
- Accepted Time:
- 2010-01-26 18:16:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 22,700 shares | Avg. Price: $14.60 | Total Value: $331,439.90 |
| Number of Shares After Transactions: | 6,429,337 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-01-25 | 970 | $14.50 | 6,451,067 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 500 | $14.50 | 6,450,567 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 600 | $14.50 | 6,449,967 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 530 | $14.52 | 6,449,437 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 1,000 | $14.52 | 6,448,437 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 500 | $14.56 | 6,447,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 1,000 | $14.57 | 6,446,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 500 | $14.57 | 6,446,437 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 100 | $14.58 | 6,446,337 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 300 | $14.58 | 6,446,037 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 1,300 | $14.58 | 6,444,737 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 1,600 | $14.60 | 6,443,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 2,300 | $14.60 | 6,440,837 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 500 | $14.60 | 6,440,337 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 1,000 | $14.60 | 6,439,337 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 500 | $14.61 | 6,438,837 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 500 | $14.61 | 6,438,337 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 200 | $14.63 | 6,438,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 1,100 | $14.63 | 6,437,037 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 1,000 | $14.63 | 6,436,037 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 400 | $14.64 | 6,435,637 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 1,000 | $14.64 | 6,434,637 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 400 | $14.65 | 6,434,237 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 400 | $14.65 | 6,433,837 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 500 | $14.63 | 6,433,337 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 1,700 | $14.66 | 6,431,637 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 400 | $14.66 | 6,431,237 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 1,000 | $14.66 | 6,430,237 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 200 | $14.67 | 6,430,037 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-25 | 700 | $14.67 | 6,429,337 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
