Filing Details
- Accession Number:
- 0001209191-10-004894
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-26 12:00:00
- Reporting Period:
- 2010-01-25
- Filing Date:
- 2010-01-26
- Accepted Time:
- 2010-01-26 18:18:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 25,025 shares | Avg. Price: $14.70 | Total Value: $367,935.52 |
Number of Shares After Transactions: | 6,404,312 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-25 | 2,000 | $14.67 | 6,427,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 600 | $14.67 | 6,426,737 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 1,600 | $14.68 | 6,425,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 700 | $14.68 | 6,424,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 2 | $14.69 | 6,424,435 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 400 | $14.69 | 6,424,035 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 700 | $14.69 | 6,423,335 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 700 | $14.69 | 6,422,635 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 400 | $14.70 | 6,422,235 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 1,622 | $14.70 | 6,420,613 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 3,500 | $14.70 | 6,417,113 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 1,000 | $14.70 | 6,416,113 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 100 | $14.70 | 6,416,013 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 100 | $14.70 | 6,415,913 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 1,800 | $14.70 | 6,414,113 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 401 | $14.71 | 6,413,712 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 200 | $14.71 | 6,413,512 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 400 | $14.71 | 6,413,112 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 100 | $14.71 | 6,413,012 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 500 | $14.72 | 6,412,512 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 700 | $14.72 | 6,411,812 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 2,100 | $14.72 | 6,409,712 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 1,200 | $14.72 | 6,408,512 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 500 | $14.72 | 6,408,012 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 500 | $14.72 | 6,407,512 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 1,000 | $14.72 | 6,406,512 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 300 | $14.72 | 6,406,212 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 1,000 | $14.73 | 6,405,212 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 400 | $14.73 | 6,404,812 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-25 | 500 | $14.73 | 6,404,312 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.