Filing Details

Accession Number:
0001209191-10-002344
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-07 12:00:00
Reporting Period:
2010-01-05
Filing Date:
2010-01-07
Accepted Time:
2010-01-07 17:00:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880807 American Superconductor Corp AMSC Motors & Generators (3621) 042959321
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207476 J Gregory Yurek C/O American Superconductor Corporation
64 Jackson Road
Devens MA 01434
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-01-05 124,697 $32.56 301,837 No 4 M Direct
Common Stock Disposition 2010-01-05 124,697 $42.60 177,140 No 4 S Direct
Common Stock Acquisiton 2010-01-06 125,303 $32.56 302,443 No 4 M Direct
Common Stock Disposition 2010-01-06 125,303 $43.18 177,140 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2010-01-05 124,697 $0.00 124,697 $32.56
Common Stock Stock Option (Right to buy) Disposition 2010-01-06 125,303 $0.00 125,303 $32.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
500,303 2010-07-28 No 4 M Direct
375,000 2010-07-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 752 Indirect By 401(K) Plan
Footnotes
  1. The stock option exercise and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 Plan.
  2. The disposition transaction was executed in muliple trades at prices ranging from $42.55-$42.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
  3. The disposition transaction was executed in muliple trades at prices ranging from $42.55-$43.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
  4. Following all the transactions reported on this Form 4, the reporting person holds 752 shares indirectly through the company's 401(k) plan as of December 31, 2009.
  5. The option was fully vested as of July 28, 2005.