Filing Details

Accession Number:
0001209191-10-002897
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-12 12:00:00
Reporting Period:
2010-01-11
Filing Date:
2010-01-12
Accepted Time:
2010-01-12 17:53:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
824068 Ats Medical Inc ATSI Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 411595629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1437376 Thaddeus Coffindaffer 3905 Annapolis Lane N.
Plymouth MN 55447
Vice President Of Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-01-11 4,000 $0.00 119,152 No 4 M Direct
Common Stock Disposition 2010-01-11 40 $3.25 119,112 No 4 S Direct
Common Stock Disposition 2010-01-11 950 $3.26 118,162 No 4 S Direct
Common Stock Disposition 2010-01-11 350 $3.28 117,812 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2010-01-11 4,000 $0.00 8,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 2007-01-10 2011-01-10 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $3.36 2013-08-06 100,000 100,000 Direct
Common Stock Stock Option (Right to Buy) $3.80 2013-10-28 5,000 5,000 Direct
Common Stock Stock Option (Right to Buy) $3.80 2013-12-19 20,000 20,000 Direct
Common Stock Restricted Stock Units $0.00 2008-03-15 2012-03-15 45,000 45,000 Direct
Common Stock Restricted Stock Units $0.00 2008-03-15 2012-03-15 12,066 12,066 Direct
Common Stock Restricted Stock Units $0.00 2009-03-15 2013-03-15 70,103 70,103 Direct
Common Stock Restricted Stock Units $0.00 2009-07-30 2013-07-30 4,000 40,000 Direct
Common Stock Restricted Stock Unit $0.00 2010-03-15 2014-03-15 60,665 66,065 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-08-06 100,000 100,000 Direct
2013-10-28 5,000 5,000 Direct
2013-12-19 20,000 20,000 Direct
2012-03-15 45,000 45,000 Direct
2012-03-15 12,066 12,066 Direct
2013-03-15 70,103 70,103 Direct
2013-07-30 4,000 40,000 Direct
2014-03-15 60,665 66,065 Direct
Footnotes
  1. Includes shares held in Employee Stock Purchase Plan as of a plan date of April 30, 2009.
  2. Reflects an increase of 5,250 shares which have not been included on three Forms 4 filed between January 2009 and this filing. A Form 4 relating to vesting on January 12, 2009 of restricted stock units has been filed concurently with this filing.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2009.
  4. Fully vested.
  5. 1 unit for 1 share of Common Stock
  6. Vests in 20% annual cumulative installments beginning the date shown.
  7. Represents last vesting date.
  8. Vests in 25% annual cumulative installments beginning the date shown.
  9. Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met.