Filing Details

Accession Number:
0000898432-10-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-08 12:00:00
Reporting Period:
2010-01-04
Filing Date:
2010-01-08
Accepted Time:
2010-01-08 12:21:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
314606 Geokinetics Inc GOK Crude Petroleum & Natural Gas (1311) 941690082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201810 Dane Andreeff C/O Andreeff Equity Advisors L.l.c.
140 E. St. Lucia Lane
Santa Rosa Beach FL 32459
No No Yes No
1317097 Andreeff Equity Advisors, Llc 140 E. St. Lucia Lane
Santa Rosa Beach FL 32459
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-01-04 80,400 $9.71 1,329,010 No 4 S Indirect See footnote
Common Stock Disposition 2010-01-05 26,767 $9.84 1,302,243 No 4 S Indirect See footnote
Common Stock Disposition 2010-01-05 41,901 $9.84 1,260,342 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. Andreeff Equity Advisors, L.L.C., the fund's Investment Adviser, and Dane Andreeff, the Managing Member of both the fund's General Partner and the fund's Investment Adviser, are reporting this transaction because they each may be deemed indirect beneficial owners of 10% or more of the issuer's securities, in the aggregate, including immediately exercisable warrants. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein.
  2. This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. The fund's Director, Dane Andreeff, and the fund's Investment Adviser, Andreeff Equity Advisors, L.L.C., are reporting this transaction because they each may be deemed an indirect beneficial owner of 10% or more of the issuer's securities, in the aggregate. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein.