Filing Details
- Accession Number:
- 0001062993-10-000155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-19 12:00:00
- Reporting Period:
- 2009-10-19
- Filing Date:
- 2010-01-19
- Accepted Time:
- 2010-01-19 12:46:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297203 | Hs3 Technologies Inc. | HSTH | Communications Services, Nec (4899) | 203598613 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187183 | S William Dickey | Chief Operating Officer | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2009-10-29 | 4,500,000 | $0.05 | 5,500,000 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2009-11-24 | 8,000,000 | $0.05 | 13,500,000 | No | 4 | C | Direct | |
| Common Shares | Disposition | 2009-12-31 | 5,000,000 | $0.10 | 0 | No | 4 | S | Indirect | DQ Investment Group |
| Common Shares | Acquisiton | 2009-12-31 | 5,000,000 | $0.10 | 18,500,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Indirect | DQ Investment Group |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Convertible Note | Disposition | 2009-11-24 | 8,000,000 | $0.05 | 8,000,000 | $0.05 |
| Common Shares | Convertible Note | Acquisiton | 2009-11-24 | 6,000,000 | $0.05 | 6,000,000 | $0.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-11-24 | 2009-11-24 | No | 4 | C | Direct |
| 6,000,000 | 2009-11-24 | 2009-11-24 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 5,000,000 | Indirect | DQ Investment Group |
| Common Shares | 1,000,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Convertible Note | $0.10 | 2009-02-01 | 2009-02-01 | 7,000,000 | 7,000,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2009-02-01 | 7,000,000 | 7,000,000 | Direct |
Footnotes
- The Convertible Note was issued pursuant to a debt conversion agreement dated February 1, 2009 in the amount of $700,000. The proceeds are payable on demand.
- The note of payable upon demand.
- On November 6, 2009, the Issuer and Mr. Dickey entered into a debt settlement and subscription agreement wherein Mr. Dickey agreed to subscriber for 8,000,000 shares of common stock of the Issuer at a purchase price of $0.05 per share, or $400,000. In lieu of a cash payment to the Issuer, the shares of common stock were issued to Mr. Dickey as payment of an outstanding debt owed to Mr. Dickey in the amount of $700,000 and a new subordinated note was issued in the amount of $300,000, the balance remaining under the original subordinated note.
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