Filing Details
- Accession Number:
- 0001140361-10-001969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-15 12:00:00
- Reporting Period:
- 2010-01-13
- Filing Date:
- 2010-01-15
- Accepted Time:
- 2010-01-15 19:52:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368622 | Aerovironment Inc | AVAV | Aircraft (3721) | 952705790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240702 | R Kenneth Baker | C/O/ Aerovironment, Inc. 181 W. Huntington Drive, Suite 202 Monrovia CA 91016 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-13 | 2,815 | $2.13 | 2,815 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-13 | 2,815 | $31.68 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-13 | 400 | $22.38 | 400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-13 | 400 | $31.73 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2010-01-13 | 2,815 | $0.00 | 2,815 | $2.13 |
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2010-01-13 | 400 | $0.00 | 400 | $22.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,815 | 2015-10-20 | No | 4 | M | Direct | |
| 1,200 | 2017-06-22 | No | 4 | M | Direct |
Footnotes
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $31.65 - $31.73. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $31.73 - $31.74. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The options vested in five equal annual installments beginning one year from October 20, 2005.
- The options vested in five equal annual installments beginning one year from June 22, 2007.
Billionaire Hedge Funds
