Filing Details

Accession Number:
0001181431-10-005133
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-28 12:00:00
Reporting Period:
2010-01-27
Filing Date:
2010-01-28
Accepted Time:
2010-01-28 15:32:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1295976 Cellu Tissue Holdings Inc. CLU Paper Mills (2621) 061346495
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189595 L David Ferguson 1855 Lockeway Drive
Suite 501
Alpharetta GA 30004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-01-27 12,014,548 $0.00 12,014,548 No 4 C Indirect By invest .entity
Common Stock Acquisiton 2010-01-27 2,660,832 $0.00 14,675,380 No 4 C Indirect By invest. entity
Common Stock Acquisiton 2010-01-27 1,672 $0.00 14,677,052 No 4 C Indirect By invest. entity
Common Stock Disposition 2010-01-27 4,765,735 $13.00 9,911,317 No 4 S Indirect By invest. entity
Common Stock Acquisiton 2010-01-27 1,923 $0.00 1,923 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By invest .entity
No 4 C Indirect By invest. entity
No 4 C Indirect By invest. entity
No 4 S Indirect By invest. entity
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2010-01-27 12,014,548 $0.00 12,014,548 $0.00
Common Stock Series B Preferred Stock Disposition 2010-01-27 2,660,832 $0.00 2,660,832 $0.00
Common Stock Common Stock Disposition 2010-01-27 1,672 $0.00 1,672 $0.00
Common Stock Stock Option Acquisiton 2010-01-27 4,654 $0.00 4,654 $11.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
4,654 2011-01-27 2020-01-27 No 4 A Direct
Footnotes
  1. Reporting person is a non-managing member of the general partner of Weston Presidio V, L.P., a 10% owner of Issuer. Reporting person may be deemed to have an indirect interest in the securities held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Series A Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
  2. Reporting person is a non-managing member of the general partner of Weston Presidio V, L.P., a 10% owner of Issuer. Reporting person may be deemed to have an indirect interest in the Common Stock held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the Common Stock except to the extent of his pecuniary interest therein.
  3. Securities were held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Series B Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
  4. The number of shares of Issuer Common Stock received was determined in accordance with the terms of the reorganization transactions as described in the Issuer's Registration Statement dated January 21, 2010 relating to its initial public offering.
  5. Securities were held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Common Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
  6. Restricted stock grant under the Issuer's 2010 Equity Compensation Plan. Vests in full on the first anniversary of the grant date.
  7. Stock option grant under the Issuer's 2010 Equity Compensation Plan. Vests in full on the first anniversary of the grant date.